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NFA – Form 4 Disapproved

posted on January 18, 2019

Q: A client got a disapprove on his form 4, reason was “not held by transferor”. When researching the form 3 from Accusport to us in September of 2017, the Form 3 was disapproved, but the suppressor was sent anyway. What are we to do? As you may or may not know Accusport declared bankruptcy and is no longer taking calls. Any help would be appreciated…

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